Terms of Use
Last updated: October 16, 2026
By using compliancemattersnyc.com (the "Site"), you agree to these Terms of Use. If you don't agree, please don't use the Site.
Content and Ownership
Everything on this Site, including text, graphics, logos, and design, belongs to Compliance Matters NYC unless otherwise noted. You're welcome to browse and share links to our pages, but please don't copy, republish, or reuse our content without asking us first.
General Information, Not Advice
The content on this Site, including our Resources articles, is provided for general informational purposes only. It's not a substitute for personalized compliance, regulatory, or legal advice, and using this Site or reading our content doesn't create a client or advisory relationship between you and Compliance Matters NYC. Regulations change, and your firm's specific situation may call for a different approach than what's described here, so please contact us directly before relying on anything on this Site for your firm's compliance program.
Important Disclosures
Compliance Matters NYC is a compliance and operations consulting firm. We are not a law firm, broker-dealer, or investment adviser, and we don’t provide legal, tax, or investment advice. We’re not affiliated with or endorsed by FINRA, the SEC, or any other regulator. Regulators make their own decisions, and we can’t guarantee the outcome of any filing, exam, or regulatory review.
Third-Party Links
Our Site may link to other websites we don't control. We're not responsible for their content, accuracy, or privacy practices, and a link doesn't mean we endorse that site.
No Warranty
We work to keep this Site accurate and up to date, but we make no guarantees about its accuracy, completeness, or availability. Use of this Site is at your own risk.
Limitation of Liability
To the fullest extent permitted by law, Compliance Matters NYC is not liable for any damages arising from your use of this Site.
Governing Law
These Terms are governed by the laws of the State of New York.
Changes to These Terms
We may update these Terms occasionally. Changes will be posted on this page with a new "Last updated" date.
Contact Us
Compliance Matters NYC
Battery Park City, New York, NY
info@compliancemattersnyc.com
(908) 881-8888