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Privacy Policy

Last updated: October 16, 2026

Compliance Matters NYC ("we," "us," "our") respects your privacy. This policy explains what information we collect through compliancemattersnyc.com, how we use it, and your choices.

Information We Collect

When you submit our "Schedule a Call" form, we collect what you provide: name, company name, position, email, phone number, and your message. Beyond what you enter in the form, we collect only the technical data described below.​ Like most websites, we also automatically collect some technical information through cookies and standard analytics, such as your browser type, general location (city/region level, not precise location), and how you navigate the site. This helps us understand how the site is used and keep it running properly.

How We Use Your Information

We use the information you submit to respond to your inquiry and, if you become a client, to provide our services. We use technical/analytics data only to maintain and improve the site. We do not sell your information, and we do not use it for advertising or marketing to third parties.

Cookies

Our site uses cookies for basic functionality and analytics, provided through our website platform (Wix). You can control cookies through your browser settings. Disabling them may affect how parts of the site function.

Sharing Your Information

We do not share, sell, or rent your personal information to third parties. The only exceptions are service providers who help us run the Site and our business, such as our website host (Wix) and email provider, who process data on our behalf, and situations where disclosure is required by law.

Data Retention

We keep the information you submit for as long as needed to respond to your inquiry or, for clients, for the duration of our engagement and as required by applicable recordkeeping rules.

Your Choices

You can ask us to access, correct, or delete the information we hold about you by contacting us at the email below. We'll respond as promptly as we can.

Other Details

Our Site doesn’t currently respond to “Do Not Track” browser signals. We take reasonable steps to protect the information you send us, but no website is completely secure. This Site isn’t directed to children under 13, and we don’t knowingly collect their information.

Changes to This Policy

We may update this policy occasionally. Changes will be posted on this page with a new "last updated" date.

Contact Us

Compliance Matters NYC
Battery Park City, New York, NY
info@compliancemattersnyc.com
(908) 881-8888

Compliance Matters NYC logo

Boutique compliance, governance, operations and AI consulting and support for broker-dealers and registered investment advisers.

(908) 881-8888

Battery Park City

New York, NY 10280

 

© 2026 Compliance Matters NYC. All rights reserved.

 

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