Technology Partners
Technology We've Already Vetted, So You Don't Have To
We don't recommend every AI or compliance platform on the market — just the ones we've tested, trust, and are willing to help you run. Here's who's on that list.
SEC & FINRA Compliance Platform
Why We Partner With Greenboard
Compliance Matters NYC partners with Greenboard, a compliance platform built specifically for SEC and FINRA oversight, so your firm gets AI-powered efficiency without giving up the human review examiners expect.
We looked at a lot of AI-compliance platforms before recommending one, and Greenboard is different: one system for communications archiving, marketing review, employee compliance, and third-party oversight, with AI doing the first pass instead of a person doing it all by hand. For a firm without a five-person compliance department, that means your CCO's time goes to the decisions that actually need judgment, not to reading every email and every ad line by line.
Here's What The Partnership Covers
1 | Communications Archiving
Every email, text, and chat gets archived and reviewed automatically, flagged for a person when something needs a second look — not stored and forgotten until an exam request comes in.
2 | Marketing & Advertising Review
Before an ad, a LinkedIn post, or marketing material goes out, Greenboard checks it against your firm's disclosure requirements in seconds. A compliance officer still signs off — the platform just gets it in front of them faster.
3 | Employee Compliance
Outside business activities, personal trading, attestations — tracked in one place instead of a spreadsheet nobody updates until the annual review.
4 | Why We Still Put a Person on Top
A platform tells you what to look at. It doesn't decide what to do about it. Every flag Greenboard surfaces gets reviewed and documented by our team before it becomes part of your record.
We bring in Greenboard as part of a broader Operations & AI engagement, not as a standalone software sale. Onboarding Greenboard is part of our Operations & AI service: we help configure it, document it in your WSP, and make sure every AI-assisted output still gets the human sign-off examiners expect. Same human-verified standard we hold the rest of our work to.
If you want to know whether it actually fits how your firm operates, that's a conversation, not a demo request.